10 ENGLISH BOOKS RELATING TO «DISGORGEMENT»
Discover the use of
disgorgement in the following bibliographical selection. Books relating to
disgorgement and brief extracts from same to provide context of its use in English literature.
1
The Securities Enforcement Manual: Tactics and Strategies
As described above, the Commission can also seek disgorgement in
administrative cease and desist proceedings. Disgorgement is not the same as
damages or restitution. Disgorgement refers to depriving the violator of his or her
"ill-gotten ...
Richard M. Phillips, 2007
2
Understanding Unjust Enrichment
Indeed, disgorgement is really no more than a component of punishment:
punishment must at the least remove any benefit of the wrong if is to make the
defendant worse off for having committed the wrong. It follows that if there is a law
of ...
Jason W. Neyers, Mitchell McInnes, Stephen G. A. Pitel, 2004
3
The Anatomy of Tort Law
received by the tortfeasor (such as loss of an eye in an accident) , and only
disgorgement which is concerned with gains received by the tortfeasor which do
not correspond to losses suffered by the victim (such as expense saved by using
...
4
Annual Review of Developments in Business and Corporate ...
In a RICO case, the government may seek disgorgement of all of an entity's ill-
gotten gains, not just unspent moneys or gains that could be used to fund future
illegal conduct. The government brought an action under RICO" against Philip ...
Committee on Business and Corporate Litigation, 2006
5
Restitution: Past, Present and Future : Essays in Honour of ...
(a) The "parasitic and archipelago" theory Friedmann's approach can be
contrasted with Birks' view. Birks is regarded as an exponent of the "parasitic"
theory: that disgorgement in the "waiver of tort" cases (and in the case of other
legal duties ...
Gareth H. Jones, William Rodolph Cornish, 1998
6
The Code of Federal Regulations of the United States of America
due from the first day of the month following each such violation through the last
day of the month preceding the month in which payment of disgorgement is made
. The order shall state the amount of prejudgment interest owed as of the date of ...
7
L.S.A., List of C.F.R. Sections Affected
RULES REGARDING DISGORGEMENT AND PENALTY PAYMENTS §201.600
Interest on sums disgorged. (a) Interest required. Prejudgment interest shall be
due on any sum required to be paid pursuant to an order of disgorgement.
8
Code of Federal Regulations, Title 17, Commodity and ...
RULES REGARDING DISGORGEMENT AND PENALTY PAYMENTS §201.600
Interest on sums disgorged. (a) Interest required. Prejudgment interest shall be
due on any sum required to be paid pursuant to an order of disgorgement.
Office of the Federal Register (U S ), 2012
9
9 CFR Animals and Animal Products: CFR Parts 200-End
RULES REGARDING DISGORGEMENT AND PENALTY PAYMENTS §201.600
Interest on sums disgorged. (a) Interest required. Prejudgment interest shall be
due on any sum required to be paid pursuant to an order of disgorgement.
Office of The Federal Register, 2013
10
The Hedge Fund Fraud Casebook
90 Glauberman 5 yrs. probation Sentence - $259,000 disgorgement - Resigned
from the Bar Sentence Sentence $497,000 disgorgement Sentence Sentence
$68,000 disgorgement Sentence Sentence Duffy - $19,000 disgorgement -
$19,000 ...
10 NEWS ITEMS WHICH INCLUDE THE TERM «DISGORGEMENT»
Find out what the national and international press are talking about and how the term
disgorgement is used in the context of the following news items.
Class Sues Flagstar Bank on RICO Claims - Courthouse News Service
Plaintiffs seek class certification, restitution, disgorgement of ill-gotten gains with interest, damages and statutory damages for unjust ... «Courthouse News Service, Jul 15»
Cardinal Health settlement signals broader risks for consolidating …
The FTC's pursuit of disgorgement, or equitable monetary remedies, and the size of the monetary settlement in the Cardinal Health case ... «Lexology, Jul 15»
Oil and Gas CEO Charged in $68 Million Ponzi Scheme
The agency also seeks the payment of disgorgement fees and civil penalties. Pollace has agreed to pay a $25,500 penalty to settle charges ... «Financial Advisor Magazine, Jul 15»
CME Group fines firm for position limits violation
Disgorgement was based solely on that portion of Tanyard's position that was in violation of the position limit, said CME Group. [Corrected from ... «Lexology, Jul 15»
SEC announces compliance date for pay-to-play rule
Second, the Proposed Rule 2390 includes a disgorgement requirement that would prevent a member from retaining compensation or other ... «Lexology, Jul 15»
Class Sues Kmart for Paying With Plastic
Winfrey seeks class certification, an injunction, restitution, disgorgement, and punitive damages for unfair business practices, failure to comply ... «Courthouse News Service, Jul 15»
Deloitte & Touche settles SEC charges for violating auditor …
To settle this matter, D&T agreed to pay a fine of US $500,000, and disgorgement and prejudgment interest in excess of US $600,000. «Lexology, Jul 15»
Fund Manager Gets Six Years In Prison For Using Clients' Money To …
The SEC froze the assets of Goyal and the two companies and is asking for disgorgement of funds and civil penalties. To read more stories, ... «Financial Advisor Magazine, Jul 15»
What to expect when you're expecting a CFPB administrative action …
The value of the disgorgement that Cordray ordered PHH to pay came from the director's determination that the RESPA violations at issue ... «HousingWire, Jul 15»
BC panel orders $42M in penalties for securities-related infractions
"In this case, we have frozen a significant amount," Gilhooley said, adding that whether the funds would be used for fines or disgorgement ... «Prince George Citizen, Jul 15»
