10 ENGLISH BOOKS RELATING TO «OVER-THE-COUNTER MARKET»
Discover the use of
over-the-counter market in the following bibliographical selection. Books relating to
over-the-counter market and brief extracts from same to provide context of its use in English literature.
1
Inside
the over-
the-
counter market in
the UK
This book provides the first comprehensive treatment of the over-the-counter market in the United Kingdom, beginning with its inception in the early 1970s and tracing its development to the present day.
2
Barron's Stockbroker Examination
... Corp. opens the pink sheets, she might see the following: pinksheets Electronic
Messaging 1-800-LIST-OTC Use the quick Order entry field 186 • NYSE AND
OVER-THE-COUNTER TRANSACTIONS/NASD The Over-the-Counter Market.
Michael T. Curley, Joseph A. Walker, 2007
3
The SEC and Capital
Market Regulation:
The Politics of Expertise
The Maloney Act At the outset, the SEC recognized trading in the over-the-
counter market as a likely location for fraudulent dealings. Trading was
geographically dispersed, the market was attractive to undercapitalized firms and
new issues of ...
4
The Fundamentals of Municipal Bonds
The two broad categories of financial markets are the exchange market and the
over-the-counter market. Equities can be traded in an exchange market where
publicly owned corporations meeting certain minimum capitalization and other ...
5
How to Prepare for
the Stockbroker Exam
The OTC market, on the other hand, is called a "negotiated market." STOCK
SECTION MARCH 26, 1993 National Daily Quotation Service "Pink 178 • NYSE
AND OVER-THE-COUNTER TRANSACTIONS/NASD The Over-the-Counter
Market.
Michael T. Curley, Joseph A. Walker, 2000
6
Financial Management; Principles and Practice
These transactions may occur on an exchange or on the over-the-counter market.
The Money Market Short-term securities (a maturity of one year or less) are
traded in the money market. Networks of dealers operate in this market. They use
...
In a certain sense, these markets seem to have come full circle: Over-the-counter
markets gave way to organized exchange trading of futures and options, and now
the exchanges appear to be giving way to a new over-the-counter market.
Robert Kolb, James A. Overdahl, 2003
8
Introduction to Derivatives and Risk Management
... not even assets, such as the weather. A second advantage is that the over-the-
counter market is a private market in which neither the general public nor other
investors, including competitors, need know that the transactions were completed
.
Don M. Chance, Robert Brooks, 2009
over-the-counter market A collection of brokers and dealers, connected
electronically by telephones and computers, that provides for trading in securities
not listed on the physical exchanges. Electronic Communications Network (ECN)
...
Scott Besley, Eugene Brigham, 2008
10
Foundations of Finance:
The Logic and Practice of Financial ...
Price Quotes and the NASDAQ The availability of prices is not as continuous in
the over-the-counter market as it is on an organized exchange. Since February 8,
1971, however, when n computerized network called NASDAQ came into ...
10 NEWS ITEMS WHICH INCLUDE THE TERM «OVER-THE-COUNTER MARKET»
Find out what the national and international press are talking about and how the term
over-the-counter market is used in the context of the following news items.
FS Investment Raised to "Strong-Buy" at Zacks (FSIC)
... secondary market transactions in the over-the-counter market or directly from companies it is focused on, as primary market or directly originated investments. «Dakota Financial News, Jul 15»
Briefs: Tutor Perini, Bank of Santa Clarita
... from the end of last year. Shares of the thinly traded stock closed up 2 cents or a fraction of a percent to $9.40 on the over-the-counter market. «San Fernando Valley Business Journal, Jul 15»
Thermo Fisher Scientific Inc.: Portfolio Selection Using Reduced …
... securities (investment grade, high yield and convertible corporate debt) representing all over-the-counter market activity in these bonds. «Seeking Alpha, Jul 15»
Perrigo to buy German firm and its dietary supplement Yokebe
... we established with the Omega Pharma acquisition to capture an even greater share of the $30 billion European over-the-counter market. «MLive.com, Jul 15»
Eureka Financial Corp. Announces Earnings for the Three and Nine …
... bank and operates two offices in Pittsburgh. The Company's common stock trades in the over-the-counter market under the symbol “EKFC.”. «Business Wire, Jul 15»
“How FCPA applies to foreign private companies”
... in the over-the-counter market in the United States and the company is required to file U.S. Securities and Exchange Commission reports. «Lexology, Jul 15»
Dodd-Frank turns 5 today — it's Obama's most underappreciated …
These instruments trade opaquely, over the phone, between many individual firms in what is called the over-the-counter market. «Vox, Jul 15»
People's Bank Reports 40% Increase in Earnings
Tier one leverage capital remains strong at 10.36%. The bank's stock trades on the over-the-counter market under the symbol PBCO. «Business Wire, Jul 15»
Cipla to divest stake in consumer healthcare business to Fidelity …
It had also said the divestment would help the drugmaker participate in the attractive and growing over-the-counter market, sharpen its focus on ... «VC Circle, Jul 15»
Embedded Security Made Easy: Protection from Product Piracy and …
Infineon is listed on the Frankfurt Stock Exchange (ticker symbol: IFX) and in the USA on the over-the-counter market OTCQX International ... «presseagentur.com, Jul 15»
