10 ENGLISH BOOKS RELATING TO «LATE TRADING»
Discover the use of
late trading in the following bibliographical selection. Books relating to
late trading and brief extracts from same to provide context of its use in English literature.
1
Mutual fund
trading abuses SEC consistently applied ...
Late trading, a significant but less widespread abuse, occurs when investors
place trades after the mutual fund has calculated the price of its shares, usually at
the 4:00 p.m. Eastern Time close of financial markets, but receive that day's fund
...
2
Financial
Trading and Investing
In addition, Spitzer's allegations went further than these market timing agreement
allegations, accusing Canary of late trading. In these allegations of illegal late
trading, Canary maintained arrangements with funds to purchase or redeem ...
3
Mutual Fund
Trading Abuses: Lessons Can Be Learned from Sec ...
Another type of violation commonly referred to as late trading was significant but
less widespread than market timing violations. Late trading typically involved
intermediaries, such as broker-dealers or pension plans that offer mutual funds,
that ...
Richard J. Hillman, Richard J. Hillman Wesley M. Phillips, 2005
4
Mutual fund
trading abuses lessons can be learned from SEC ...
Another type of violation commonly referred to as late trading was significant but
less widespread than market timing violations. Late trading typically involved
intermediaries, such as broker-dealers or pension plans that offer mutual funds,
that ...
United States, Committee on the Judiciary, Government Accountability Office, Congress, House, Securities and Exchange Commission
5
A Financial History of Modern U.S. Corporate Scandals: From ...
Spitzer and the SEC charged Flynn with stealing more than $1 million from a
mutual fund through a late trading scheme. Flynn provided financing to hedge
funds that he knew were engaging in market timing and late trading of mutual
funds.
6
Mutual funds SEC should modify proposed regulations to ...
Studies of late trading and market timing have yielded varying estimates of their
cost to long- term fund investors. These differing results are one indication of the
difficulty of measuring the extent and cost of late trading and market timing.
7
Trautman Wasserman & Company, Inc., Gregory O. Trautman, ...
Trautman knew, or was reckless in not knowing, that the late trading that he and
TWCO engaged in was illegal. BOA's instruction manual and the prospectuses of
many mutual funds which Trautman and TWCO traded required that mutual fund
...
8
Pritchard Capital Partners, LLC, Thomas Ward Pritchard, ...
2d 439-42 (D. Md. 2006) (discussing the potential dilutive effects of mutual fund
late trading on NAVs). Finally, I find VanCook acted with scienter. VanCook's
testimony about what he knew or did not know about late trading or ICA Rule 22c
-1 ...
9
Mutual Fund Industry: Sec's Revised Examination Approach ...
did before September 2003.2 Another type of abuse commonly referred to as late
trading was significant but less widespread than market timing abuses. Late
trading occurs when investors place orders to buy or sell mutual fund shares after
...
Richard J. Hillman (au), 2006
10
Paul A. Flynn: Securities and Exchange Commission Decision
As to late trading, the Division asserts that Flynn had actual knowledge that
orders were required to be submitted by 4:00 p.m. Eastern time, and his
memorandum establishes that he knew that STC and the Hedge Funds were
trading well after ...
10 NEWS ITEMS WHICH INCLUDE THE TERM «LATE TRADING»
Find out what the national and international press are talking about and how the term
late trading is used in the context of the following news items.
Netflix delivers strong 2Q with 3.3 million more customers - Dispatch …
Netflix shares are 9.87, or 10%, at $108, in late trading. “As long as the company continues to add subscribers domestically and internationally, ... «Dispatch Times, Jul 15»
The World On Arirang
“The government's series of measures will eventually take effect”, he said. However, it fell back slightly in late trading, as some investors sought ... «TV Newsroom, Jul 15»
World stocks uneven as Europe rally on Greece fades
CURRENCIES: The dollar eased to 124.13 yen from 124.18 yen in late trading Thursday. The euro rose to $1.0891 from $1.0879. ___. «Yahoo News, Jul 15»
World stocks uneven as Europe rally on Greece fades …
CURRENCIES: The dollar eased to 124.13 yen from 124.18 yen in late trading Thursday. The euro rose to $1.0891 from $1.0879. ___. «BlueRidgeNow.com, Jul 15»
GBP/USD Fundamental Analysis – July 20, 2015 – Forecast » Fx …
Bank of England Governor Mark Carney stole the headlines during late trading in the global currency markets yesterday when he stated in a set ... «FX Empire, Jul 15»
U.S. dollar rises amid upbeat data | Shanghai Daily
The index was up 0.20 percent at 97.863 in late trading. In late New York trading, the euro fell to 1.0851 dollars from 1.0875 dollars in the ... «Shanghai Daily, Jul 15»
US stocks end higher as Citi, others report strong earnings …
CURRENCIES: The dollar eased to 124.15 yen from 124.18 in late trading Thursday. – Heating oil fell 0.3 cents to close at 1.666 a gallon. «Dispatch Times, Jul 15»
Google shares rally in late trading after CFO signals she'll rein in …
AFP picSAN FRANCISCO, July 17 — Google Inc. stock rallied in late trading after new Chief Financial Officer Ruth Porat signaled plans to bring ... «Malay Mail Online, Jul 15»
Asian stocks drift higher after strong US earnings, China shares jump
CURRENCIES: The dollar eased to 124.15 yen from 124.18 in late trading Thursday. The euro rose to $1.0892 from $1.0879. View Comments. «Minneapolis Star Tribune, Jul 15»
Advanced Micro Devices profit and revenue fall
Shares, which on Thursday set a near 3-year-low trading at $1.87, rose 3.2% to $1.93 in late trading. On July 16, 2014, AMD's shares set a ... «MarketWatch, Jul 15»
