10 ENGLISH BOOKS RELATING TO «STOCKBROKING»
Discover the use of
stockbroking in the following bibliographical selection. Books relating to
stockbroking and brief extracts from same to provide context of its use in English literature.
1
Singapore Financial and Business Sourcebook
trading. He must hold a licence as a dealer's representative issued under the
Securities Industry Act. A stockbroking member cannot transfer his membership
to another person, but he may resign from one stockbroking company to join
another ...
2
OECD Economic Surveys Australia 1984-1985: Australia 1984-1985
At the same time, the membership rules were changed permitting brokers to
incorporate, and allowing non-members to acquire up to 50 per cent
shareholding in an incorporated stockbroking business. From 1 April 1987, it is
likely that ...
3
Malaysia: Publication of Financial Sector Assessment Program ...
If a stockbroking, futures broking or fund management company, have a
compliance officer to ensure the company adheres to securities laws, regulations
and guidelines as well as other applicable laws governing the regulated activities
.
International Monetary Fund. Monetary and Capital Markets Department, 2013
4
Managing the British Empire: The Crown Agents, 1833-1914
Person Link Charles Howard Atkinson, former Later clerk at Mullens Marshall
clerk Hampton John Aubrey, former clerk Founded the stockbroking firms Gunn
81 Aubrey and Aubrey 81 Russell William Lavender Farrell, former Founded the
...
5
Strategic Management and Online Selling: Creating ...
From 1994 till 2003 a narrow area of activity was chosen: Cortal Consors offered
online stockbroking for the German market, in terms of customers from Germany
who want to engage in stockbroking. The broking functionality was offered ...
6
Transnational Corporations and Business Networks: Hong Kong ...
There are still some sectors thatare relativelyprotected from fullscale foreign
participation, e.g. stockbroking. In order totradeinshares andstockson the stock
exchange of Singapore, any stockbroking firm mustobtain afull member
licencefromthe ...
Henry Wai-Chung Yeung, 2002
7
French Financial Markets
THE GUARANTEE MECHANISM FOR CUSTOMERS OF STOCKBROKING
COMPANIES In the organised market, the guarantee of the operations is the most
important element for the confidence of the investor. Customers of the French
stock ...
Gilbert Durieux, Patrick Stephan, Michel Serieyssol, 1995
8
Organizational Identity in Practice
As the person responsible for stockbroking, Lars O. Grönstedt was among the first
to experience competition when Swedbank introduced the buying and selling of
stocks over the web. At that time, the Central Development department was ...
Lin Lerpold, Davide Ravasi, Johan van Rekom, 2012
9
Banks and Money: International and Comparative Finance in ...
The other major underwriter was the City stockbroking firm of George Kitchin &
Co. which still had 8,785 shares worth at least £75,000 in its possession three
years after the flotation. The dozen City stockbroking firms participating in the
issue, ...
10
Share Investing For Dummies
Stockbroking was once a sellers' market. Stockbrokers held the monopoly on
transactions in securities listed on the stock exchange and brokerage rates were
fixed. If you wanted to buy shares, you had to use a broker. They knew you
needed ...
10 NEWS ITEMS WHICH INCLUDE THE TERM «STOCKBROKING»
Find out what the national and international press are talking about and how the term
stockbroking is used in the context of the following news items.
Shaw Stockbroking extends into financial advice
As part of a three-year strategy to extend into providing holistic financial advice services, Shaw Stockbroking has rebranded, changing its company name, and ... «ifa, Jul 15»
Deutsche Bank's vote of confidence in local stockbroking plays
Deutsche Bank Australia chief James McMurdo has issued a vote of confidence in the retail stockbroking industry, seeing opportunities for Wilson HTM to build ... «The Australian, Jun 15»
ASIC warns on higher-risk broking businesses, will say more on …
The corporate regulator sounded a warning on Thursday about stockbroking firms moving into higher-risk operations in the wake of the failure of Sydney-based ... «Sydney Morning Herald, May 15»
Stockbrokers shrug off BBY concerns, but headwinds remain
Stockbroking firms have shaken off concerns of further collapses following this month's failure of broker and advisory firm BBY, but noted challenges such as ... «The Australian Financial Review, May 15»
BBY staff culled as interim agreement on due diligence reached
Shaw Stockbroking has hired one of BBY's largest revenue writers in options, Darrell Seeto. Some BBY clients with options positions will be transferred to ... «Sydney Morning Herald, May 15»
Alliance Trust unit acquires stockbroking business from Brewin …
... over issues of governance, strategy and performance, has struck a deal to buy a stockbroking business from Brewin Dolphin for 14 million pounds. «Reuters UK, May 15»
Can stockbroking work in wealth management today?
Since suitability came on to the regulator's radar in 2011, many predicted it would spell the death of the traditional stockbroking model. It was widely expected ... «Citywire.co.uk, Mar 15»
Investment Trends: CMC Markets Stockbroking boosts Frequent …
CMC Markets Stockbroking has almost doubled its frequent trader primary market share says the key findings of the Investment Trends 2014 Second Half Online ... «Professional Planner, Mar 15»
IG Group grows its stockbroking platform with stocks & shares ISA
Leading UK online trading firm IG Group Holdings plc (LON:IGG) is introducing an expansion to its new stockbroking platform which launched in September ... «LeapRate, Feb 15»
Lonsec Stockbroking launches new adviser tool
Lonsec Stockbroking has unveiled FrontOffice, a cloud-based practice management tool developed in collaboration with GBST, it says will provide “a complete ... «ifa, Jan 15»
