КНИГИ НА АНГЛИЙСКИЙ ЯЗЫКЕ, ИМЕЮЩЕЕ ОТНОШЕНИЕ К СЛОВУ «TIPPEE»
Поиск случаев использования слова
tippee в следующих библиографических источниках. Книги, относящиеся к слову
tippee, и краткие выдержки из этих книг для получения представления о контексте использования этого слова в литературе на английский языке.
This chart deals only with the problem in which D is an "tippee," i.e., one who
learned the information directly or indirectly from an "insider" of the issuer. That is,
it does not deal with the situation in which D is himself an insider. See Fig. 8-1 for
...
Steven Emanuel, Lazar Emanuel, 2009
2
Fundamentals of Securities Regulation
Nonetheless, there is little question that the difficulty of proving tippee scienter
has been a factor in stimulating increased use of the misappropriation theory,257
where the tippee 's knowledge of the Upper's breach is not an issue.
Louis Loss, Joel Seligman, 2004
3
Securities Regulation: Liabilities and Remedies
SEC," the Commission sought to receive Supreme Court approbation of its
approach to the tipper-tippee insider trading prohibitions under Section 10(b) and
Rule 10b-5.12 To the SEC's dismay, however, the Supreme Court found that
tippee ...
4
Business Organizations/corporations, Keyed to Choper, Coffee ...
CONCISE RULE OF LAW: A tippee assumes a fiduciary duty to the shareholders
of a corporation not to trade on material inside information only when the insider
has breached his fiduciary duty to the shareholder by disclosing the information ...
5
Ferrara on Insider Trading and the Wall
can be held liable for the tippee's profits in instances where liability could not be
imposed on the tippee due to insufficient proof that the tippee knew or had
reason to know that the "tip" involved confidential information that had been ...
Ralph C. Ferrara, Herbert Thomas, Donna M. Nagy, 2014
6
Insider Trading: Global Developments and Analysis
Therefore, under Rule 10b5-2, Bacanovic and Faneuil's agreement with Merrill
Lynch to keep customer information confidential appears to establish the
requisite duty. 4.3.3 Application of the Tipper/Tippee Analysis to the Stewart Facts
Of ...
Paul U. Ali, Greg N. Gregoriou, 2008
A remote tippee should be no different. His or her liability must also derive from
that of the initial tipper/insider.529 In order to participate after the fact in the
latter's violation, the remote tippee must know or should know of that breach.530
...
William Wang, Marc Steinberg, 2010
8
Business Organizations: Keyed to Courses Using Bauman, ...
Before a tippee will be held liable for openly disclosing nonpublic information
received from an insider, the tippee must derivatively assume and breach the
insider's fiduciary duty to the shareholders of not trading on nonpublic information
, and ...
9
Cengage Advantage Books: Business Law Today: The Essentials
Two theories have been developed under which outsiders may be held liable for
insider trading: the tipper/tippee theory and the misappropriation theory. Tipper/
Tippee Theory. Anyone who acquires inside information as a result of a corporate
...
Roger Miller, Gaylord Jentz, 2007
10
Case Studies in Jewish Business Ethics
Tippee Liability and American Law The Dirks court enunciated the parameters for
tippee liability in insider trading cases. In setting forth its criterion in this matter,
the court affirmed the principle that mere possession of nonpublic material ...
НОВОСТИ, В КОТОРЫХ ВСТРЕЧАЕТСЯ ТЕРМИН «TIPPEE»
Здесь показано, как национальная и международная пресса использует термин
tippee в контексте приведенных ниже новостных статей.
World Breastfeeding Week - tommee tippee launches new product …
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United States v. Newman: Insider Trading Tippee Liability Requires …
Newman clarified an important legal issue by holding that a tippee (i.e., recipient) of material non-public information cannot be liable for trading based on that ... «Mondaq News Alerts, Фев 15»
A Step Too Far: U.S. Appeals Court Throttles Back "Tippee" Insider …
A tippee who is merely in possession of material non-public information, and who trades advantageously on the basis of it, does not violate any prohibition on ... «Mondaq News Alerts, Фев 15»
Tippee Liability For Insider Trading Remains Focus In Second …
In reversing the convictions, the Second Circuit held that to establish tippee liability, the government must prove that the tippee knew both that the tipper ... «Mondaq News Alerts, Фев 15»
