10 АНГЛІЙСЬКА КНИЖКИ ПОВ'ЯЗАНІ ІЗ «INSIDER DEALER»
Дізнайтеся про вживання
insider dealer з наступної бібліографічної підбірки. Книжки пов'язані зі словом
insider dealer та короткі уривки з них для забезпечення контексту його використання в англійська літературі.
1
Insider Trading in Developing Jurisdictions: Achieving an ...
I have not acquired anything but you don't know what my son has acquired and
the law does not compel my son or my wife or my private company to disclose
their holding. 5.4 The antics and tactics of the Nigerian insider dealer In section
5.3, ...
2
Insider Dealing and Money Laundering in the EU: Law and ...
For some considerable time, this raised the question whether this meant that a
suspected insider dealer would run the double risk of being both prosecuted and
having imposed on him a penalty for market abuse. The fact that the FSA has ...
3
The New Legal Order in Hong Kong
... or employees of that company who have the information and the person
making the investment decisions?“ More controversial is the defence in s 10(3)
which provides that a person identified as an insider dealer may be exempt if
they can ...
4
Corporate Governance Corporate Governance in Asia A ...
The tribunal has the power to: − disbar an insider dealer from acting as a director
of a listed company for up to 5 years; ... and − order the insider dealer to pay to
the government a penalty equivalent to three times the amount of any profit ...
5
International Securities Law and Regulation - 2nd Edition:
The SFC can either bring a civil case before the Market Misconduct Tribunal (
MMT)243 or commence criminal proceedings against an alleged insider dealer.
In deciding whether to prosecute, the SFC will have regard to the guidelines in
the ...
6
Stock Market Efficiency,
Insider Dealing and Market Abuse
If the market is to be efficient and fair, the period during which insider information
exists is minimized. This minimizes the period during which an insider dealer has
the opportunity to profit. One way of achieving this is to make insider dealing ...
7
The Gower Handbook of Management
Insider. dealing. An insider dealer is someone connected with a company such
as a director, company secretary, auditor, employee or other person in a
business or professional relationship with the company, who has acquired in
confidence ...
8
Corporate governance in Asia: a comparative perspective
The tribunal has the power to: - disbar an insider dealer from acting as a director
of a listed company for up to 5 years; - order the insider dealer to pay to the
government any profit gained or loss avoided; and - order the insider dealer to
pay to ...
Organisation for Economic Co-operation and Development, 2001
9
A Reader in International Corporate Finance: Vol. 2
... experienced insider dealer. On the other hand, in a number of other countries, .
. . there is no real political will to enforce the legislation.” Do the existence and the
enforcement of insider trading laws in stock markets affect the cost of equity?
Stijn Claessens, Luc Laeven, 2006
10
International Securities Law and Regulation [2009] - I
By confining the application of the legislative prohibitions to 'dealing' in securities
within Ireland, the government had satisfied the minimum requirements required
or the Insider Dealing Directive,189 but allowed the insider dealer dealing ...
НОВИНИ ІЗ ТЕРМІНОМ «INSIDER DEALER»
Дізнайтеся, що обговорювала національна та міжнародна преса, і як термін
insider dealer вживається в контексті наступних новин.
City Spy: Plane speaking Enders makes airport demand
... official said terms had been rejected. Sounds like an insider dealer's paradise. As Brooks put it, five minutes can be a long time in Brussels… «Evening Standard, Червень 15»
Villager – May 2015.
In a high-profile 2005 insider dealer case, the chief executive of Fyffes plc whose shares were the subject of the illicit trading said that he was ... «Village, Червень 15»
Insider dealer used ex girlfriend's name
Ryan Willmott, at the time group reporting and financial planning manager at Logica, also disclosed inside information to a family friend who ... «economia, Лютий 15»
The Block apartment was part of Australia's worst Insider dealer scam
An apartment from The Block television show was bought by one of two men involved in a $7 million insider-trading scheme to bring 'a cloak of ... «Daily Mail, Грудень 14»
Insider dealer crooks sent down for financial crime
A crooked financier who used secrets stolen from two major investment banks to cash in on takeover bids has been ordered to repay £2.1m or ... «FT Adviser, Вересень 14»
Tiger Asia head trader in health plea on penalty after suffering stroke
It is the first time an insider dealer has sought a lighter penalty for health reasons. Hartmann said he could consider the mitigation reason with ... «South China Morning Post, Червень 14»
Levine on Wall Street: Fancy Headphones and Secret Jets
Here is Paul Murphy on Ian Hannam, the English insider dealer whom we discussed yesterday; Murphy calls the U.K. insider dealing regime ... «Bloomberg View, Травень 14»
Insider dealer ordered to pay back investors
In a landmark ruling, a Hong Kong court yesterday ordered the city's biggest convicted insider dealer, Du Jun, to pay 297 investors almost ... «South China Morning Post, Грудень 13»
'Insider dealer' may face jail after selling clients' details to rival
A Preston insurance worker could be facing a jail sentence after admitting fraudulent “insider dealing” at one of Lancashire's biggest claims ... «Lancashire Evening Post, Вересень 13»
Preventing Insider Dealings in A Rebounding Stock Market
... a stockbroker and Managing Director/Chief Executive Officer of Emerging Capital Limited, Mr. Chidi Agbapu, believed an insider dealer did ... «THISDAY Live, Січень 13»
